General Securities Representative Exam Question Breakdown. Prospecting for and Qualifying Customers: 4% of questions Per Exam. Evaluating Customer Needs and Objectives: 2% of questions Per Exam. Providing Customers with Investment Information and Making Suitable Recommendations: 48% of questions Per Exam. Handling Customer Accounts and Account Records: 11% of questions Per Exam. Understanding and Explaining the Securities Markets' Organization and Participants to Customers: 21% of questions Per Exam. Processing Customer Orders and Transactions: 5% of questions Per Exam. Monitoring Economic and Financial Events, Performing Customer Portfolio Analysis and Making Suitable Recommendations: 8% of questions Per Exam. Uniform Securities Agent State Law Exam Question Breakdown. Registration of Persons: 40% of questions Per Exam. Securities: 10% of questions Per Exam. Business Practice: 40% of questions Per Exam. Administrative Provisions & Other Remedies: 10% of questions Per Exam. General Securities Representative - (Series 7) - 250 multiple choice questions - administered in two parts of 125 questions each; 3 hours testing time for each part. This registration qualifies a candidate for the solicitation, purchase, and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. General Securities Representative Exam The exam is a six-hour, 260 question test (250 of which count towards the final score) that is owned, maintained and administered by the Financial Industry Regulatory Authority (FINRA), which covers a broad range of investments including stocks, bonds, options, limited partnerships, and investment company products (e.g., open- and closed-end funds). A candidate must answer 70% of the questions correctly in order to pass. Upon passing the test, one is granted a Series 7/General Securities license.

Full Specifications

What's new in version 7.0

General

Release June 24, 2010
Date Added February 8, 2010
Version 7.0

Operating Systems

Operating Systems Windows, Windows 98, Windows XP
Additional Requirements None

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Total Downloads 102
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