Icon of program: Series 7

Series 7 for Windows

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Editors’ Review

Download.com staff
This app provides practice questions for the General Securities Representative Exam. It breaks down content by official exam topics to help you prepare for your Series 7 license.

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  • Pros

    • Covers all General Securities Representative Exam topics.
    • Includes Uniform Securities Agent State Law Exam questions.
    • Content reflects official exam topic distribution percentages.
    • Prepares for the multiple choice question format.

  • Cons

    • No mention of timed practice exam modes.
    • Lacks detailed explanations for question answers.
    • Does not describe any performance tracking or analytics.
    • No mention of flashcards or alternative study modes.
Icon of program: Series 7

Series 7 for Windows

Download now

Used Series 7 for Windows?

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Full Specifications

GENERAL
Release
Latest update
Version
7.0
OPERATING SYSTEMS
Platform
Windows
Operating System
  • Windows XP
  • Windows 10
  • Windows 98
Additional Requirements
None
POPULARITY
Total Downloads
114
Downloads Last Week
11
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Developer’s Description

By Psychology Education and Testing Centers
Learn General Securities Representative Exam questions.
General Securities Representative Exam Question Breakdown. Prospecting for and Qualifying Customers: 4% of questions Per Exam. Evaluating Customer Needs and Objectives: 2% of questions Per Exam. Providing Customers with Investment Information and Making Suitable Recommendations: 48% of questions Per Exam. Handling Customer Accounts and Account Records: 11% of questions Per Exam. Understanding and Explaining the Securities Markets' Organization and Participants to Customers: 21% of questions Per Exam. Processing Customer Orders and Transactions: 5% of questions Per Exam. Monitoring Economic and Financial Events, Performing Customer Portfolio Analysis and Making Suitable Recommendations: 8% of questions Per Exam. Uniform Securities Agent State Law Exam Question Breakdown. Registration of Persons: 40% of questions Per Exam. Securities: 10% of questions Per Exam. Business Practice: 40% of questions Per Exam. Administrative Provisions & Other Remedies: 10% of questions Per Exam. General Securities Representative - (Series 7) - 250 multiple choice questions - administered in two parts of 125 questions each; 3 hours testing time for each part. This registration qualifies a candidate for the solicitation, purchase, and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts. General Securities Representative Exam The exam is a six-hour, 260 question test (250 of which count towards the final score) that is owned, maintained and administered by the Financial Industry Regulatory Authority (FINRA), which covers a broad range of investments including stocks, bonds, options, limited partnerships, and investment company products (e.g., open- and closed-end funds). A candidate must answer 70% of the questions correctly in order to pass. Upon passing the test, one is granted a Series 7/General Securities license.
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