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CCO Companion for iOS

Developer's Description

CCO Companion provides investment advisers with the information and resources they need to satisfy their most challenging regulatory and compliance requirements."a must-have-app [for] any budding or experienced investment adviser" - AppTimes.com"a no nonsense reference tool which will never be far from your fingertips" - Apps400.com"The Perfect App" - PocketFullOfApps.comCCO Companions combination of critical compliance information and dynamic compliance tools gives advisers the ability to stay current with all their compliance obligations and a better way to manage them. CCO Companion integrates 3 key components into 1 powerful mobile compliance resource:REFERENCE LIBRARYThe Reference Library gathers regulatory and compliance information from all essential sources. What makes CCO Companion so unique is that before a document is added to the Reference Library, it is first analyzed by an experienced compliance professional for relevance. You can access all of the Reference Librarys resources navigating by Compliance Topic, Resource Type or Advisers Act Rule. NEWS & ALERTSNews & Alerts keeps you on the leading edge of compliance information via direct feeds from the SEC and other key regulatory authorities. TOOLSCCO Companion provides you with access to professional compliance tools, including monthly compliance training material, compliance checklists, risk assessment and compliance testing templates and model documents. You can also import and organize your advisory firms own compliance documents.BENEFITS Comprehensiveness CCO Companion is organized around the 15 most common compliance areas. CCO Companion also provides information from every relevant compliance source, including SEC Releases, No-Action Letters, Enforcement Actions, Speeches and Compliance Risk Alerts. Utility With multiple compliance tests, risk identification questions, lists of potential compliance risks and compliance training material, CCO Companion can help you satisfy all your major compliance requirements. Exam Readiness CCO Companion contains SEC document request letters covering all regions and types of examinations that you can access to prepare for the inevitable SEC examination.FREE DOWNLOAD Access over 100 unlocked documents under the Advertising & Marketing Compliance Topic to sample available content. Access RSS Feeds from all content publishers. Access two Compliance Checklists, Advertising and Marketing Compliance Training Material and five White Papers. Import your organizations compliance material into prebuilt folders or create new folders for your unique needs. Perform a key word search on the entire regulatory database to find documents matching your criteria. Bookmark any document or news article to easily organize your favorites. Print, Open in other Apps or Email available contentPROFESSIONAL SUBSCRIPTIONPurchase a 6-month for $299 or 12-month for $499 (17% saving) Auto-Renewable Subscription to: Access entire Reference Library that (currently) collection of over 1500 documents with new documents being added periodically Access Model Compliance Calendar and Disaster Recovery Plan documents Access ten Checklists, two Risk Assessment templates, Compliance Testing Plan template, twelve Compliance Training Newsletters (and all future additions made during the Subscription Period)Professional Subscription will auto-renew and charge to your iTunes Account unless turned off 24 hours before the end of the current period.Cancellations will take effect at the end of the current period.Manage Professional Subscription from iTunes Account Setting on your iPad.MODEL DOCUMENTSPurchase a Model Anti-Money Laundering Plan, Compliance Policies and Procedures Manual and Code of Ethics which can then be customized to your firms needs.PRIVACY & TERMSccocompanion.com/privacyccocompanion.com/cco-companion-terms-of-use

Full Specifications

What's new in version 1.2

Added Whistleblower Sub-Compliance TopicReference Library content updated through end of Q1 2016Added functionality to News & Alert

General

Release April 24, 2016
Date Added March 15, 2016
Version 1.2

Operating Systems

Operating Systems iOS
Additional Requirements Compatible with: ipad2wifi, ipad23g, ipadthirdgen, ipadthirdgen4g, ipadfourthgen, ipadfourthgen4g, ipadmini, ipadmini4g

Popularity

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